Financial Services

Expert Accounting & Tax Services for the Financial Services Sector in the UAE

Delivered by Chartered Accountants

The UAE is a thriving hub for banks, fintech companies, insurance providers, investment firms, and family offices — all operating within a dynamic and highly regulated financial ecosystem. Businesses in this space require not just routine accounting, but advanced financial oversight, regulatory compliance, and strategic tax planning.

At Gupta Accountants, our team of qualified chartered accountants brings a deep understanding of UAE financial regulations, international accounting standards, and tax laws to support the diverse needs of financial service providers across Dubai, Abu Dhabi, ADGM, DIFC, and beyond.

Precision, Compliance & Insight for Financial Institutions

We offer more than just bookkeeping — we provide structured financial management, regulatory reporting, internal controls, and tax optimization strategies that align with the high compliance standards expected of financial entities in the UAE.

Our Accounting & Compliance Services for Financial Services Firms:

IFRS-Based Financial Reporting: Preparation of financial statements in full compliance with International Financial Reporting Standards (IFRS) and UAE-specific disclosure norms.

Corporate Tax Advisory & Filing: Accurate computation and timely filing of UAE corporate tax (Form CT001), including careful treatment of interest income, management fees, and investment gains.

Regulatory Reporting & Audit Readiness: Assistance with regulatory audits and compliance documentation for CBUAE, ESR (Economic Substance Regulations), AML/CFT, and Ultimate Beneficial Ownership (UBO) filings.

Internal Controls & Risk Assessment: Design and review of internal financial controls, risk management frameworks, and anti-fraud mechanisms for financial operations.

VAT Compliance for Financial Institutions: Evaluation of exempt vs. taxable financial services, partial VAT recovery strategies, and record-keeping for VAT audits.

Fund & Asset Accounting: Full support for private equity, venture capital, hedge funds, and investment portfolios — including NAV calculations and investor reporting.

Fintech & Digital Finance Support: Specialized advisory for fintech startups and digital payment platforms, covering revenue recognition, compliance structuring, and financial modeling.

Who We Serve:

Investment & wealth management firms

Insurance and reinsurance providers

Private equity and venture capital funds

Fintech startups and regulated platforms

Forex, trading & brokerage companies

Family offices and trust structures

Finance leasing and factoring companies

Why Gupta Accountants?

Led by Chartered Accountants with strong financial services expertise

Fully updated on UAE Central Bank regulations, ADGM/DIFC compliance, and ESR/AML standards

Trusted by both emerging fintech firms and established finance companies

Commitment to transparency, confidentiality, and accuracy in every engagement

Scalable services — from routine accounting to CFO-level strategic insights

In a highly regulated industry, your financials must be flawless.

Partner with Gupta Accountants — where our chartered accountants help financial institutions in the UAE maintain control, meet deadlines, and grow with confidence.

Contact us for a tailored consultation today.